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Compliance Consultants

AFS Licence Applications
Help us take the hard work out of applying for your financial services licensing needs

Our services include:
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Giving you step by step practical advice on how to prepare your business and people for the changes required to meet AFSL requirements
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Determining the right licence authorisations for your business.
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Preparing regulator-ready documentation, policies, and procedures.
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Addressing ASIC’s s912A obligations across compliance, risk, financials, and governance.
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Liaising with ASIC throughout the application.
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Ensuring your business is “Day-1 ready” with the right frameworks in place.
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